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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-01-25 |
| TX | RA | APPROVED_RES | 2019-01-25 |
Branch Locations
201 W. Padonia Road, Suite 202, Timonium, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hunt Valley | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hunt Valley | MD | 11/2016 | 01/2019 |
| Lpl Financial Llc | Timonium | MD | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-05 |
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