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Current Employers
Financial Planning Services

6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
IN RA APPROVED 2007-09-05
  • TX RA
    APPROVED
    Since 2023-01-03
  • IN RA
    APPROVED
    Since 2007-09-05

Branch Locations

6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed-Financial Planning Service Ft Wayne IN 05/1983 Present
Financial Planning Services Ft Wayne IN 02/1983 Present
Osaic Wealth, Inc. Fort Wayne IN 11/2005 Present
  • 05/1983 → Present
    Self-Employed-Financial Planning Service
    Ft Wayne, IN
  • 02/1983 → Present
    Ft Wayne, IN
  • 11/2005 → Present
    Osaic Wealth, Inc.
    Fort Wayne, IN
Previous Registrations
  • 2003-09-30 → 2005-11-14
    1St Global Advisors Inc
    Fort Wayne, IN
Other Businesses

1) KEN SCHMIDT; INVESTMENT RELATED; 6920 POINTE INVERNESS WAY SUITE 170, FORT WAYNE IN 46804; OWNER; START DATE JUNE 1983; 10 HRS MONTH; 10 HRS MONTH DURING SECURITIES TRADING HRS; USE THE SALE OF INSURANCE PRODUCTS AS PART OF THE IMPLEMENTATION OF FINANCIAL PLANS. 2) OLIVET NAZARENE UNIVERSITY POSITION: Trustee NATURE: University, not-for-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2020 ADDRESS: One University Avenue, Bourbonnais IL 60914, United States DESCRIPTION: Board of Trustees of Olivet Nazarene University. Two or Three meetings annually of two days each. Review current status of the university and help in the long term planning. 3) COVINGTON MANOR HOMEOWNER'S ASSOCIATION POSITION: Board member NATURE: 501c3 homeowners association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2021 ADDRESS: 2934 Covington Manor Road, Fort Wayne IN 46814, United States DESCRIPTION: Help direct activities needed to run neighborhood homeowners association. 4) NORTHWEST NAZARENE UNIVERSITY FOUNDATION, INC. POSITION: Director NATURE: Not for profit corporation. 501(c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/14/2019 ADDRESS: 623 S University Blvd., Nampa ID 83686, United States DESCRIPTION: Director of foundation. The foundation provides long term planning and fund raising efforts in support of Northwest Nazarene University.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-08-16
  • S63 Uniform Securities Agent State Law Examination
    1983-08-16
Designations

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