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6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| IN | RA | APPROVED | 2007-09-05 |
Branch Locations
6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed-Financial Planning Service | Ft Wayne | IN | 05/1983 | Present |
| Financial Planning Services | Ft Wayne | IN | 02/1983 | Present |
| Osaic Wealth, Inc. | Fort Wayne | IN | 11/2005 | Present |
1) KEN SCHMIDT; INVESTMENT RELATED; 6920 POINTE INVERNESS WAY SUITE 170, FORT WAYNE IN 46804; OWNER; START DATE JUNE 1983; 10 HRS MONTH; 10 HRS MONTH DURING SECURITIES TRADING HRS; USE THE SALE OF INSURANCE PRODUCTS AS PART OF THE IMPLEMENTATION OF FINANCIAL PLANS. 2) OLIVET NAZARENE UNIVERSITY POSITION: Trustee NATURE: University, not-for-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2020 ADDRESS: One University Avenue, Bourbonnais IL 60914, United States DESCRIPTION: Board of Trustees of Olivet Nazarene University. Two or Three meetings annually of two days each. Review current status of the university and help in the long term planning. 3) COVINGTON MANOR HOMEOWNER'S ASSOCIATION POSITION: Board member NATURE: 501c3 homeowners association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2021 ADDRESS: 2934 Covington Manor Road, Fort Wayne IN 46814, United States DESCRIPTION: Help direct activities needed to run neighborhood homeowners association. 4) NORTHWEST NAZARENE UNIVERSITY FOUNDATION, INC. POSITION: Director NATURE: Not for profit corporation. 501(c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/14/2019 ADDRESS: 623 S University Blvd., Nampa ID 83686, United States DESCRIPTION: Director of foundation. The foundation provides long term planning and fund raising efforts in support of Northwest Nazarene University.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-08-16 |
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