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Esther Heejin Moon

J.P. Morgan Securities LLC

Cerritos, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-23
TX RA APPROVED 2019-12-23
  • CA RA
    APPROVED
    Since 2019-12-23
  • TX RA
    APPROVED
    Since 2019-12-23

Branch Locations

13223 South Street, Cerritos, CA 90703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Irvine CA 09/2010 11/2016
Wells Fargo Clearing Services, Llc Irvine CA 11/2016 12/2016
Morgan Stanley Newport Beach CA 12/2016 12/2019
Jp Morgan Securities, Llc Cerritios CA 12/2019 Present
Jp Morgan Chase Bank, N.A. Cerritios CA 12/2019 Present
  • 09/2010 → 11/2016
    Wells Fargo Advisors, Llc
    Irvine, CA
  • 11/2016 → 12/2016
    Wells Fargo Clearing Services, Llc
    Irvine, CA
  • 12/2016 → 12/2019
    Morgan Stanley
    Newport Beach, CA
  • 12/2019 → Present
    Jp Morgan Securities, Llc
    Cerritios, CA
  • 12/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Cerritios, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-22
S63 Uniform Securities Agent State Law Examination 2006-10-25
  • S65 Uniform Investment Adviser Law Examination
    2019-01-22
  • S63 Uniform Securities Agent State Law Examination
    2006-10-25
Other Names
  • Hee Jin Lee
  • Esther Lee
  • Esther Heejin Lee
  • Esther Lee
  • Esther Heejin Lee
  • Esther H Moon

View on SEC IAPD

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