David L Frank

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Warren, NJ
• 11/2016 → 05/2019
  Wells Fargo Clearing Services, Llc
  Warren, NJ
• 05/2019 → Present
  Raymond James & Associates Inc.
  Morristown, NJ

Previous Registrations

• 2002-06-28 → 2019-05-28
  Wells Fargo Clearing Services, Llc
  Mountainside, NJ
  Bedminster, NJ
  Mountainside, NJ
  Bedminster, NJ
  Mountainside, NJ
  Boca Raton, FL

Other Businesses

(1)Name of Business: All Sugared Up, LLC Address: Looking for location, Westfield, NJ, 07090, United States Activity Type: Business Owner Position/Title: Other, Partner Investment Related: No Start Date: 03/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Silent partner for Wife's sugaring business. (2)Name of Business: Frank Family Holdings, LLC Address: 24 Spruce hollow Road, Green Brook, NJ, 08812, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 03/01/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-member with my three sisters.\nFrank Family Holdings, LLC (FFH) is a family real estate holding company established as the operating entity controlled by our Grantor trusts Est in 2005.\n\nFFH has beneficial interests in several properties that are being liquidated. Over the next several year we hope all the properties will be sold and FFH will be liquidated.\n\nNone of the members receive any compensation. We share in the proceeds of the property sales.\n\nMy participation is largely passive

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-16
• S63 Uniform Securities Agent State Law Examination
  1984-07-30

Designations

Other Names

• David Frank