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Current Employers
Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-17
MI RA APPROVED 2015-04-07
  • IL RA
    APPROVED
    Since 2021-08-17
  • MI RA
    APPROVED
    Since 2015-04-07

Branch Locations

31550 Northwestern Highway Ste 101, Farmington Hills, MI 48334 • United States

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Noble Capital Partners Farmington Hills MI 02/2007 Present
  • 02/2007 → Present
    Noble Capital Partners
    Farmington Hills, MI
Previous Registrations
  • 2010-09-27 → 2012-09-04
    Commerce Wealth Advisers, Llc
    Farmington Hills, MI
    Johnston, IA
  • 2010-03-19 → 2010-09-27
    Equitas America, Llc
    Farmington Hills, MI
    Farmington Hills, MI
Other Businesses

1.ALF MICHIGAN, LLC, NOT INVESTMENT RELATED, 576 S. HOSPITAL RD. WATERFORD MI, 48327, BOOKKEEPING/BASKET SALES, PARTNER, 38657, 20 TO 25 HOURS A MONTH, 0 DURING TRADING HOURS, ALF IS A PARTNERSHIP THAT I HAVE IN ORDER TO BE ABLE TO ACCOUNT FOR ANY EXPENSES FOR BUSINESS DONE FROM MY HOME. THIS INCLUDES REVIEW OF ACCOUNTS AND RESEARCH, ETC. IT IS ALSO USED BY MY WIFE FOR HER BUSINESS. -- 2.NOBLE CAPITAL PARTNERS, LLC, INVESTMENT RELATED, 31550 NORTHWESTERN HWY., STE 101 FARMINGTON HILLS, MI 48334, A "DBA", PARTNER, 38718, 150 HOURS A MONTH, 120 DURING TRADING HOURS, THIS IS A DBA FOR ALL REVENUE EARNED THROUGH REGAL. -- 3. VIBE CU (name change from OAKLAND COUNTY CREDIT UNION), 44575 West Twelve Mile Road, Novi, MI 48377. DIRECTOR. NOT INVESTMENT RELATED. 8 HOURS PER MONTH/ 0 DURING TRADING. Began September 2014. Duties include attending Board Meetings, Committee Work for a credit union for which we do no work for. -- 4. Public Park Hess Hathaway Committee - 5200 Civic Center Dr., Waterford, MI 48329. Began September-October 2015. Duties include attend board meetings, some committee work, volunteering, etc. Approximately 4 hours per month with no compensations. -- 5. Waterford Township Zoning Board of Appeals Address: 5200 Civic Center Dr., Waterford, MI 48329 Position: Member (liaison to planning commission) Nature of Business: Township zoning Investment-Related: No Start Date: 5/2021 # of hours/month: 6 # of hours during market: 2 per month -- 6. Waterford Township Planning Commission Address: 5200 Civic Center Dr., Waterford, MI 48329 Position: Member Nature of Business: Township zoning Investment-Related: No Start Date: 5/2021 # of hours/month: 6 # of hours during market: 2 per month 7. Waterford Township Civil Service Commission Nature of Business: Provide Civil Service activities to township Address: 5200 Civic Ctr. Drive, Waterford, MI 48329 Postion/Title: Commission Member Investment-Related: No Start Date: 7/2022 # of hours/month: Varies # of hours during market open: none

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-02
S63 Uniform Securities Agent State Law Examination 1983-12-13
  • S65 Uniform Investment Adviser Law Examination
    2015-04-02
  • S63 Uniform Securities Agent State Law Examination
    1983-12-13
Other Names
  • Art Frasca

View on SEC IAPD

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