Peter F Chase

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1983 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 07/2011 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*119722 For profit or not for profit: For-Profit Organization Name of outside business organization: Premier Referral Realty Group Investment related: N Address of business: Naples, Florida 34103 Nature of business: Other,real estate referral company Position, title, association: Other, referrals real estate for family members Start date of relationship: 12/19/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: referral real estate company . Florida Real Estate Sales license. referral only. My mother has a home in FL. When we list it for sale, I will refer it to Premier Realty Group to handle. Or if any of my family members rent or buy property in FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-24
• S63 Uniform Securities Agent State Law Examination
  1983-08-03

Other Names

• Peter Francis Chase