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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-09 |
| PA | RA | APPROVED | 2023-10-30 |
Branch Locations
1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States
144 Baltimore Street [Satellite], Hanover, PA 17331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.L. Williams | Sandusky | OH | 03/1983 | 10/2023 |
| Lincoln Investment Planning, Inc. | Hanover | PA | 06/1990 | 10/2023 |
| Wells Fargo Advisors Financial Network, Llc | Hanover | PA | 10/2023 | Present |
COMMERCIAL RENTAL PROPERTY, INVT RELATED, HANOVER, PA, 100% OWNERSHIP, START DATE 1/1/1994, 1 HR PER MONTH, 0 HRS DURING TRADING, COMMERCIAL OFFICE SPACE FOR FINET PRACTICE.| PLOGUE GP, LLC; INV RELATED; HANOVER, PA; 90% OWNERSHIP; START DATE 06/02/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; MERCHANT TIER 2 AGREEMENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-29 |
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