Thomas Anthony Giordano

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-04-14

TX RA
APPROVED

Since 2009-04-14

Branch Locations

Spring, TX • United States

Four Chasewood, 20329 State Highway 249 Suite 150, Houston, TX 77070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Houston	TX	04/2009	Present

04/2009 → Present

Stifel Nicolaus & Co Inc

Houston, TX

Previous Registrations

2008-01-01 → 2009-04-16

Wells Fargo Clearing Services, Llc

The Woodlands, TX
2002-11-15 → 2008-01-01

A. G. Edwards & Sons, Inc.

Spring, TX

St. Louis, MO

Spring, TX

Other Businesses

1.Rental Properties;4221 grassypointe, 4211 pointe west, 26451 cattail Galveston TX 77554;own 3 vacation condos in Galveston TX;owner; 1/2/17;0 hr/day;not during securities trading hours;investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-07-20

S63 Uniform Securities Agent State Law Examination

1983-07-20

Designations

Other Names

Tony Giordano

View on SEC IAPD