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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Seaford | NY | 02/2011 | Present |
1. 1/17/23 - It's Never OK Training - Not Investment Related - At Reported Business Location(s) - Other - Business Owner - Start Date - 01/02/2023 - 8 Hours Per Month/0 Hours During Securities Trading 2) 01/29/2025 - KENNETH JACOBSEN - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:01/13/2025 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-26 |
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