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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-08-21
NJ RA APPROVED 2004-02-20
  • TX RA
    APPROVED_RES
    Since 2007-08-21
  • NJ RA
    APPROVED
    Since 2004-02-20

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 12/1984 Present
Bank Of America, N.A. Paramus NJ 12/2009 Present
Other Businesses

I*766245For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Hoboken, New Jersey, 07030Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/1/2021Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 0DutiesI*72933FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FOX SPORTS 1INVESTMENT RELATED: NADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90292NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 1/6/2014NUMBER OF HOURS DEVOTED: 25 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BROADCASTER FOR COLLEGE BASKETBALL GAMES I*75603FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ESPN PRODUCTIONSINVESTMENT RELATED: NADDRESS OF BUSINESS: BRISTOL, CONNECTICUT 6010NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 9/25/2014NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BROADCASTER FOR ESPN RADIO COLLEGE AND PROFESSSIONAL BASKETBALL GAMESI*32763FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CBS SPORTSINVESTMENT RELATED: NADDRESS OF BUSINESS:NEW YORK, NEW YORK 10019NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 39443NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OTHERI*32768FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE YES NETWORKINVESTMENT RELATED: NADDRESS OF BUSINESS:NEW YORK, NEW YORK 10174NATURE OF BUSINESS: OTHER, CORPORATIONPOSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 39387NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OTHERI*1515326For profit or not for profit: Name of outside business organization: NBRPA Marketing IncInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , NBA retired players association that pays out yearly royalties on marketing items I*3486271 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: Warner Brothers Discovery Turner Broadcasting Address: Atlanta, Georgia, 30318 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 12/01/2025 Number of Hours: 6, Monthly Number of Hours during trading: 0, Monthly Duties: broadcasting basketball Games I broadcast college basketball games for them

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-26
S63 Uniform Securities Agent State Law Examination 1985-03-06
  • S65 Uniform Investment Adviser Law Examination
    1994-10-26
  • S63 Uniform Securities Agent State Law Examination
    1985-03-06

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