Brad Lee Braunberger

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2007-01-09

ND RA
APPROVED

Since 2007-01-09

Branch Locations

1400 West Century Avenue P.O.B 1238, 58502-9955, Bismarck, ND 58503 • United States

25 First Avenue West Pob 1242, Dickinson, ND 58601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Dickinson	ND	12/2006	Present

12/2006 → Present

Stifel, Nicolaus & Company, Incorporated

Dickinson, ND

Previous Registrations

2002-06-04 → 2004-06-28

Miller Johnson Steichen Kinnard, Inc.

Dickinson, ND

Minneapolis, MN

Minneapolis, MN

Dickinson, ND

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-01-20
S63	Uniform Securities Agent State Law Examination	1983-08-22

S65 Uniform Investment Adviser Law Examination

1994-01-20
S63 Uniform Securities Agent State Law Examination

1983-08-22

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

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