Michael Anthony Rufo

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-02
OH	RA	APPROVED	2003-01-24

TX RA
APPROVED_RES

Since 2026-01-02
OH RA
APPROVED

Since 2003-01-24

Branch Locations

Lyndhurst, OH • United States

3057 West Market Street Suite 100, Akron, OH 44333 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

St. Paschal Baylon - Board member Non-Investment - Highland Heights, OH - 01/2008 - 10 hrs/mth.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-05-17
S65	Uniform Investment Adviser Law Examination	1999-12-13

S63 Uniform Securities Agent State Law Examination

2002-05-17
S65 Uniform Investment Adviser Law Examination

1999-12-13

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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