James Douglas Waite

Current Employers

Check Capital Management Inc

575 Anton Blvd Ste 500, Costa Mesa, CA 92626-7685 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-03-30

CA RA
APPROVED

Since 2007-03-30

Branch Locations

575 Anton Blvd Ste 500, Costa Mesa, CA 92626-7685 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Anaheim	CA	01/1997	Present
Check Capital Management Inc.	Costa Mesa	CA	02/2007	Present

01/1997 → Present

Charles Schwab & Co., Inc.

Anaheim, CA
02/2007 → Present

Check Capital Management Inc.

Costa Mesa, CA

Previous Registrations

1997-07-08 → 2007-02-21

Charles Schwab & Co., Inc.

Mission Viejo, CA

Mission Viejo, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-08-19

S63 Uniform Securities Agent State Law Examination

1991-08-19

Other Names

Jim Waite

View on SEC IAPD

Current Employers

Check Capital Management Inc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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