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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-05
  • FL RA
    APPROVED
    Since 2018-07-05

Branch Locations

Cwm Retail, Sales 3102 Nw 50Th St, Tamarac, FL 33309 • United States

Miami, FL • United States

Citi Wealth Management, Sales 13430 S.W. 120 Street, Miami, FL 33186 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 08/2012 Present
Citibank N.A Miami FL 05/2018 Present
Dieguez Financial Enterprises, Inc. Miami FL 01/2017 05/2018
  • 08/2012 → Present
    Pnc Investments
    Pittsburgh, PA
  • 05/2018 → Present
    Citibank N.A
    Miami, FL
  • 01/2017 → 05/2018
    Dieguez Financial Enterprises, Inc.
    Miami, FL
Previous Registrations
  • 2012-09-04 → 2017-01-09
    Orlando, FL
    Sarasota, FL
    Gainsville, FL
    Altamonte Springs, FL
    Tampa, FL
    Lake Mary, FL
    Longwood, FL
    Clearwater, FL
    Tampa, FL
    Tampa, FL
    Alachua, FL
    Gainesville, FL
    Clearwater, FL
    Ocala, FL
    Groveland, FL
    Clearwater, FL
    Lake Mary, FL
    Newberry, FL
    Oviedo, FL
    Sun City Center, FL
    Palm Harbor, FL
    Indialantic, FL
    Palm Bay, FL
    Cocoa Beach, FL
  • 2009-06-30 → 2010-09-13
    Capital Guardian Wealth Management, Llc
    Miami, FL
  • 2007-05-29 → 2009-05-12
    Doral, FL
    Coral Springs, FL
  • 2005-10-03 → 2007-05-29
    Citicorp Investment Services
    Miami, FL
    Hialeah, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-29
S63 Uniform Securities Agent State Law Examination 1989-06-30
  • S66 Uniform Combined State Law Examination
    2005-09-29
  • S63 Uniform Securities Agent State Law Examination
    1989-06-30
Other Names
  • Eduardo John Dieguez
  • Edward John Dieguez

View on SEC IAPD

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