Thomas Joseph Sowinski

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → Present
  Self Employed/Thomas J. Sowinski
  Stratham, NH
• 08/1998 → Present
  Ohio National Life Insurance
  Cincinnati, OH
• 08/2000 → Present
  The O.N. Equity Sales Company
  Cincinnati, OH

Other Businesses

1)HARBOUR POINTE FINANCIAL RESOURCES; NOT INVESTMENT RELATED; SELLING LIFE, HEALTH, DISABILTIY, LTC, FIXED ANNUITIES, GROUP LIFE AND HEALTH; SOLE PROPRIETOR; 01/01/1985-CURRENT; 80 HOURS/MONTH; 80 DURING SECURITIES TRADING HOURS; SELLING THE ABOVED MENTIONED PRODUCTS. 2)TOM SOWINSKI; NOT INVESTMENT RELATED; HELP FRIEND WITH MAINTAINING RENTAL PROPERTY; CONSULTANT; 01/01/2006-CURRENT; PROPERTY MANAGEMENT HELP WITH VENDOR NEGOTIATION. ACT AS LIASON BETWEEN OWNER AND SUB CONTRACTOR VENDORS. 3. Phoenix Family Focus, not investment related; 370 Portsmouth Ave, Greenland, NH 03840; non profit organization; President of Board of Directors; 05/01/2014-present; 3 hours/month (0 during securities trading hours); help to establish policies and programs along with other Board Members and the Executive Director. Help plan and attend organization fund raising activities and events.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-12
• S63 Uniform Securities Agent State Law Examination
  1983-10-07