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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-02-18 |
| RI | RA | APPROVED | 2019-03-01 |
| NH | RA | APPROVED | 2018-10-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed/Thomas J. Sowinski | Stratham | NH | 01/1995 | Present |
| Ohio National Life Insurance | Cincinnati | OH | 08/1998 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 08/2000 | Present |
1)HARBOUR POINTE FINANCIAL RESOURCES; NOT INVESTMENT RELATED; SELLING LIFE, HEALTH, DISABILTIY, LTC, FIXED ANNUITIES, GROUP LIFE AND HEALTH; SOLE PROPRIETOR; 01/01/1985-CURRENT; 80 HOURS/MONTH; 80 DURING SECURITIES TRADING HOURS; SELLING THE ABOVED MENTIONED PRODUCTS. 2)TOM SOWINSKI; NOT INVESTMENT RELATED; HELP FRIEND WITH MAINTAINING RENTAL PROPERTY; CONSULTANT; 01/01/2006-CURRENT; PROPERTY MANAGEMENT HELP WITH VENDOR NEGOTIATION. ACT AS LIASON BETWEEN OWNER AND SUB CONTRACTOR VENDORS. 3. Phoenix Family Focus, not investment related; 370 Portsmouth Ave, Greenland, NH 03840; non profit organization; President of Board of Directors; 05/01/2014-present; 3 hours/month (0 during securities trading hours); help to establish policies and programs along with other Board Members and the Executive Director. Help plan and attend organization fund raising activities and events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-07 |
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