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3925 S. 147Th Street Suite 115, Omaha, NE 68144-5576 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
| IA | RA | APPROVED | 2018-10-30 |
| NE | RA | APPROVED | 2018-05-22 |
Branch Locations
3925 S. 147Th Street Suite 115, Omaha, NE 68144-5576 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Securities, Llc | Arden Hills | MN | 06/2013 | 12/2017 |
| Marvin O. Docken | Omaha | NE | 01/1995 | Present |
| Professional Retirement Strategies, Llc | Omaha | NE | 06/2016 | 05/2017 |
| Heartland Financial Advisors,Llc | Omaha | NE | 06/2016 | 04/2017 |
| Professional Retirement Strategies, Llc | Omaha | NE | 05/2018 | Present |
MARVIN O. DOCKEN; INVT REL; 3925 S 147TH ST, SUITE 115, OMAHA NE 68144; INSURANCE; AGENT/INSURANCE SALES REP; START 01/1995; 10 HRS/MO; 10 HRS/MO DURING TRADING; INSURANCE & FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-09 |
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