Thomas Paul Fink

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Principal Life Insurance Company
  Lake Oswego, OR
• 10/2013 → 05/2019
  Magnacorp Insurance & Financial Group
  Portland, OR
• 05/2019 → 05/2019
  Magnacorp Financial
  Lake Oswego, OR
• 05/2019 → 01/2025
  Magnacorptf
  Lake Oswego, OR
• 03/2016 → Present
  Principal Securities, Inc.
  Lake Oswego, OR
• 11/2023 → Present
  Compass Rose Financial Services
  Lake Oswego, OR

Other Businesses

**CHINOOK RV STORAGE. 05/2010-PRESENT. 10% OWNER OF RV STORAGE. **GROUP ANNUITIES WITH STANDARD INSURANCE, CONTINUE TO SERVICE & RECEIVE COMMISSIONS ON GROUP ANNUITIES I SOLD WITH STANDARD INSURANCE BEFORE I CAME TO PRINCOR, 5/29/10. **OUTSIDE INSURANCE, BROKER, LTC, DI, FIXED ANNUITIES, LIFE, HEALTH. 11/13/13. **Fixed Insurance; Investment Related; Lake Oswego, OR; Agent; Group life/health/di; Start Date: 11/01/2019; 5 hrs per month; 5 during trading hours. **PORTLAND EXECUTIVES ASSOCIATION POSITION: Membership Committee Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2025 ADDRESS: PO Box 4342, Portland OR 97208, United States DESCRIPTION: Heading committee that finds new members for our association. **ST MARY'S ACADEMY POSITION: Committee Member NATURE: Member of Finance and Investment Committee INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 1615 SW 5th Ave, Portland, OR 97201, United States DESCRIPTION: Make recommendation on tuition and review financial statements. I do not have access to cash or investment recommendations. **JANUS YOUTH PROGRAMS POSITION: Board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2010 ADDRESS: 5885 Meadows Rd, Suite 800, Oswego OR 97035, United States DESCRIPTION: Scholarship Chairperson.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-05-22

Designations

• Chartered Financial Consultant

Other Names

• Tom Fink