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Jody Dean Graber

LPl Financial LLC

Montvale, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-03-06
AZ RA APPROVED 2025-03-06
CA RA APPROVED 2025-03-06
DE RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
GA RA APPROVED 2025-03-06
IL RA APPROVED 2025-03-06
NJ RA APPROVED 2025-03-06
NY RA APPROVED 2025-03-06
PA RA APPROVED 2025-03-06
SC RA APPROVED 2025-03-06
TX RA APPROVED_RES 2025-03-06
  • AL RA
    APPROVED
    Since 2025-03-06
  • AZ RA
    APPROVED
    Since 2025-03-06
  • CA RA
    APPROVED
    Since 2025-03-06
  • DE RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • GA RA
    APPROVED
    Since 2025-03-06
  • IL RA
    APPROVED
    Since 2025-03-06
  • NJ RA
    APPROVED
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06
  • SC RA
    APPROVED
    Since 2025-03-06
  • TX RA
    APPROVED_RES
    Since 2025-03-06

Branch Locations

190 Summit Avenue, Montvale, NJ 07645 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Graber Agency , Inc Montvale NJ 11/1977 Present
The Investment Center, Inc. Montvale NJ 08/2008 03/2025
Ic Advisory Services Inc. Montvale NJ 06/2017 03/2025
Lpl Financial Llc Montvale NJ 03/2025 Present
  • 11/1977 → Present
    Graber Agency , Inc
    Montvale, NJ
  • 08/2008 → 03/2025
    The Investment Center, Inc.
    Montvale, NJ
  • 06/2017 → 03/2025
    Ic Advisory Services Inc.
    Montvale, NJ
  • 03/2025 → Present
    Montvale, NJ
Previous Registrations
  • 2017-06-21 → 2025-03-06
    Ic Advisory Services, Inc.
    Montvale, NJ
    Bedminster, NJ
Other Businesses

1- 03/06/2025 - Graber Agency Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/1965 - 120 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-19
S63 Uniform Securities Agent State Law Examination 1995-02-13
  • S66 Uniform Combined State Law Examination
    2017-06-19
  • S63 Uniform Securities Agent State Law Examination
    1995-02-13

View on SEC IAPD

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