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Bradley Jaffe Altman

Mma Securities LLC

Dallas, TX

Boston, MA

CRD 5192932

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Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-04
  • TX RA
    APPROVED
    Since 2016-01-04

Branch Locations

Three Galleria Tower 13155 Noel Rd Suite 1400, Dallas, TX 75240 • United States

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mmc Securities Corp. Dallas TX 07/2014 Present
Marsh & Mclennan Agency-Dallas Dallas TX 07/2014 Present
  • 07/2014 → Present
    Mmc Securities Corp.
    Dallas, TX
  • 07/2014 → Present
    Marsh & Mclennan Agency-Dallas
    Dallas, TX
Previous Registrations
  • 2014-08-11 → 2016-01-06
    Mmc Securities Llc
    Boston, MA
    Dallas, TX
Other Businesses

GGB TEXAS. LLC - PARTNER - START DATE 07/04/2010 - INVESTMENT RELATED - 9317 FAIRCREST DR., DALLAS, TX 75238 - FORM OF COMPENSATION: PROFITS - REAL ESTATE INVESTMENTS - GGB OWNS ONE SINGLE FAMILY RENTAL PROPERTY AND IS AN INVESTOR IN ONE MULTI-FAMILY PROPERTY. DUTIE/RESPONSBILITIES: DESIGNATE PROPERTY MANAGER AND OTHER NECESSARY SERVICE PROVIDERS FOR SINGLE FAMILY RENTAL PROPERTY - APPROXIMATE TIME SPENT ON ACTIVITY: 3 HOURS /YR - 0 APPROXIMATE TIME SPENT DURING SECURITIES TRADING HOURS - DO NOT RAISE CAPITAL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-11
S63 Uniform Securities Agent State Law Examination 2006-08-28
  • S65 Uniform Investment Adviser Law Examination
    2014-08-11
  • S63 Uniform Securities Agent State Law Examination
    2006-08-28
Other Names
  • Brad Altman

View on SEC IAPD

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