James Lilburn Coffee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1983 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 12/2009 → Present
  Bank Of America, Na
  Houston, TX

Other Businesses

(1) I*82118FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SUNOCOINVESTMENT RELATED: YADDRESS OF BUSINESS: P.O. BOX 5090, SUGAR LAND , TX, TEXAS 0NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OTHER, PASSIVE OWNERSHIP IN MINERAL RIGHTSSTART DATE OF RELATIONSHIP: 6/4/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PASSIVE OWNERSHIP IN MINERAL RIGHTS (2) I*82119FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: XTO ENERGYINVESTMENT RELATED: YADDRESS OF BUSINESS: 510 HOUSTON STREET, FORT WORTH, TEXAS 0NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OTHER, PASSIVE OWNERSHIP IN MINERAL RIGHTSSTART DATE OF RELATIONSHIP: 6/4/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PASSIVE OWNERSHIP IN MINERAL RIGHTS (3) I*82121FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BREITBURN OPERATING LPINVESTMENT RELATED: YADDRESS OF BUSINESS: 1401 MCKINNEY STREET, SUITE 2400HOUSTON, TEXAS 77010NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OTHER, PASSIVE OWNERSHIP IN MINERAL RIGHTSSTART DATE OF RELATIONSHIP: 6/4/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PASSIVE OWNERSHIP IN MINERAL RIGHTS I*82122For profit or not for profit: For-Profit OrganizationName of outside business organization: Vanguard OperatingInvestment related: YAddress of business:Houston, Texas 77057Nature of business: Corporation,Position, title, association: Other, Passive ownership in mineral rightsStart date of relationship: 6/4/2015Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: royalty interest I*3228293, Entity Type: , Name of OBA: Coffee Management Trust, Address: Bellaire, Texas, 77401, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 11/26/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-14
• S63 Uniform Securities Agent State Law Examination
  1983-07-28