Brian Keith Perley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 03/2025
  Perley & Associates, Inc
  Leawood, KS
• 09/2014 → 06/2020
  Voya Financial Advisors
  Des Moines, IA
• 06/2020 → 06/2024
  Securities America, Inc.
  Overland Park, KS
• 06/2020 → 06/2024
  Securities America Advisors
  Overland Park, KS
• 06/2024 → 03/2025
  Osaic Wealth, Inc.
  Overland Park, KS
• 03/2025 → Present
  Lpl Financial Llc
  Overland Park, KS

Previous Registrations

• 2024-06-14 → 2025-04-02
  Osaic Wealth, Inc.
  Overland Park, KS
• 2020-06-10 → 2024-06-14
  Securities America Advisors, Inc.
  Overland Park, KS
• 2004-01-01 → 2020-06-15
  Voya Financial Advisors, Inc.
  Overland Park, KS
  Overland Park, KS
  Leawood, KS
  Lake St. Louis, MO
  West Des Moines, IA
• 2002-02-28 → 2004-01-01
  Locust Street Securities, Inc.
  Prairie Village, KS

Other Businesses

1 - 01/2025 - Horizon Capital Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 144 Hours/Month - 7 Hours During Trading - At reported business location(s). 2 - 01/2025 - PERLEY & ASSOCIATES, INC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 16 Hours/Month - 1 Hour During Trading - KS 66210 - OBA Start Date: 1/1/2009.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-17
• S63 Uniform Securities Agent State Law Examination
  1983-09-16

Designations

• Certified Financial Planner