Robert David Traitz

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2007-07-31

NJ RA
APPROVED

Since 2007-07-31

Branch Locations

Wyckoff, NJ • United States

433 Hackensack Avenue 8Th Floor, Hackensack, NJ 07601 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Fort Lee	NJ	07/2007	Present

07/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Fort Lee, NJ

Previous Registrations

2005-10-11 → 2007-07-31

Ryan Beck & Co.

Fort Lee, NJ

Fort Lee, NJ
1986-05-28 → 2005-09-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

Other Businesses

1. Traitz LLC; 331 Blue Hill Terrace Wyckoff NJ 07481 and 578 Stony Creek Rd., Hadley, NY 12538; Farmland acreage / rental property / Tutoring; 08/01/2005; 5 hours per day; not during securities trading hours; Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-24
S63	Uniform Securities Agent State Law Examination	1983-08-17

S65 Uniform Investment Adviser Law Examination

1994-10-24
S63 Uniform Securities Agent State Law Examination

1983-08-17

Designations

View on SEC IAPD