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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1985-05-24 |
| FL | RA | APPROVED | 1983-07-21 |
Branch Locations
45 Eglin Pkwy Ne, Fort Walton Beach, FL 32548 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Walton Beach | FL | 10/1981 | Present |
| Bank Of America, N.A. | Fort Walton Beach | FL | 07/2011 | Present |
I*2352261, Entity Type: , Name of OBA: ESTATE OF C A M, Address: FT WALTON BEACH, Florida, 32549, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 11-Apr-2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties:I*2690264, Entity Type: , Name of OBA: MLPF& S CUST FPO E A M IRA FBO E A M, Address: FT WALTON BEACH, Florida, 32548, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 04-Aug-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2971283 Entity Type: Entity Charitable Name of OBA: EMERALD COAST COMMUNITY WELLNESS FOUNDATION Address: Florida, 32541 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/15/2013 Number of Hours: 5, Monthly Number of Hours during trading: 1, Monthly Duties: COMMUNITY WELLNESS. PROVIDE FUNDS VIA GRANTS TO SUPPORT COMMUNITY HEALTH. BOARD MEMBER (SAME AS CURRENT) ATTEND BOARD MEETINGS, SET POLICY, GRANT PRESENTATIONS, RECRUIT NEW BOARD MEMBERS, ETC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-17 |
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