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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-24
TX RA APPROVED_RES 2025-02-20
  • FL RA
    APPROVED
    Since 2025-02-24
  • TX RA
    APPROVED_RES
    Since 2025-02-20

Branch Locations

838 Eglin Parkway Ne, Fort Walton Beach, FL 32547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc Austin TX 04/2016 07/2018
Cuna Brokerage Services, Inc. Waverly IA 07/2018 12/2021
Cuna Mutual Group Waverly IA 07/2018 12/2021
Cuso Financial Services, Lp San Diego CA 12/2021 12/2024
Cetera Investment Services Llc Saint Cloud MN 12/2024 Present
Eglin Federal Credit Union Fort Walton Beach FL 12/2024 Present
Cetera Investment Advisers Llc Fort Walton Beach FL 02/2025 Present
  • 04/2016 → 07/2018
    Kestra Financial Services, Inc
    Austin, TX
  • 07/2018 → 12/2021
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 07/2018 → 12/2021
    Cuna Mutual Group
    Waverly, IA
  • 12/2021 → 12/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 12/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 12/2024 → Present
    Eglin Federal Credit Union
    Fort Walton Beach, FL
  • 02/2025 → Present
    Fort Walton Beach, FL
Previous Registrations
  • 2021-12-10 → 2024-12-06
    Cuso Financial Services, L.P.
    Destin, FL
    Niceville, FL
    Crestview, FL
    Fort Walton Beach, FL
    San Diego, CA
    Fort Walton Beach, FL
  • 2018-08-06 → 2021-12-02
    Cuna Brokerage Services, Inc.
    Fort Walton Beach, FL
    Destin, FL
    Crestview, FL
    Niceville, FL
  • 2016-04-19 → 2018-07-23
    Wayne, IL
    Carmel, IN
    Carmel, IN
  • 2014-08-22 → 2016-05-11
    Kestra Investment Services, Llc
    Austin, TX
    Carmel, IN
    Wayne, IL
    Shorewood, IL
  • 2012-02-22 → 2014-12-31
    Klear Financial, Inc.
    Batavia, IL
  • 2003-09-10 → 2004-12-01
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-08-06
S65 Uniform Investment Adviser Law Examination 2002-09-06
  • S63 Uniform Securities Agent State Law Examination
    2018-08-06
  • S65 Uniform Investment Adviser Law Examination
    2002-09-06

View on SEC IAPD

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