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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-22
TX RA APPROVED_RES 2026-01-21
  • FL RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED_RES
    Since 2026-01-21

Branch Locations

3300 Pga Blvd, Ste 990, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Source Capital Group West Hartford CT 05/2004 01/2026
Ages Financial Services, Ltd. Reading MA 02/2017 01/2026
Trust Advisory Group, Ltd Palm Beach Gardens FL 02/2017 01/2026
Stonex Securities Inc Palm Beach Gardens FL 10/2024 01/2026
Lpl Financial Palm Beach Garden FL 01/2026 Present
  • 05/2004 → 01/2026
    Source Capital Group
    West Hartford, CT
  • 02/2017 → 01/2026
    Ages Financial Services, Ltd.
    Reading, MA
  • 02/2017 → 01/2026
    Palm Beach Gardens, FL
  • 10/2024 → 01/2026
    Stonex Securities Inc
    Palm Beach Gardens, FL
  • 01/2026 → Present
    Lpl Financial
    Palm Beach Garden, FL
Previous Registrations
  • 2017-02-17 → 2026-01-22
    West Hartford, CT
    Palm Beach Gardens, FL
    Birmingham, AL
  • 2006-10-18 → 2017-02-10
    Source Capital Group, Inc.
    West Hartford, CT
    West Hartford, CT
  • 2004-06-08 → 2006-10-17
    Source Capital Management
    Westport, CT
    Westport, CT
  • 1992-01-22 → 2004-05-26
    Hartford, CT
Other Businesses

1. 11/2025 - Lighthouse Private Wealth- DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 1/20/2026 2. 11/2025 - MDS Financial Services- Business Entity For Tax/Investment Purposes Only - Not Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Palm Beach Gardens FL 33418 - OBA Start Date: 04/01/2004 3. 01/20/2026 - MDS Financial Services - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Home Based - Start Date 05/01/2004

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-13
S63 Uniform Securities Agent State Law Examination 1983-07-21
  • S65 Uniform Investment Adviser Law Examination
    1992-02-13
  • S63 Uniform Securities Agent State Law Examination
    1983-07-21
Other Names
  • Michael J Dworetsky
  • Michael M Dworetsky
  • Michael J Dworetsky
  • Michael Jay Dworetsky
  • Michael Dworetsky

View on SEC IAPD

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