Christopher John Baldwin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 02/2016 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2003-01-17 → 2015-11-03
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
  Chicago, IL
• 1992-06-15 → 2003-01-17
  Pershing Llc
  Chicago, IL

Other Businesses

I*87210FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CENTER PARTNERS I, LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:LAKE BLUFF, ILLINOIS 60044NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 42298NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FAMILY INVESTMENT VEHICLEI*2248278, Entity Type: , Name of OBA: B B, Address: Lake Bluff, Illinois, 60044, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 19-Mar-2025, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2249283, Entity Type: , Name of OBA: B B, Address: Lake Bluff, Illinois, 60044, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 19-Mar-2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*3841278 Entity Type: Entity Charitable Name of OBA: Church of the Holy Spirit Address: Lake Forest, Illinois, 60045 Investment Related: No Position, Title, Association: Other Employee Start Date: 02/25/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: I have been nominated to the Vestry of The Church of the Holy Spirit. The Vestry members oversee the committees that run the basic operations of the church and the growth of the ministry. It's a learning process but I expect to be helping the church in all aspects of their organization

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-15
• S63 Uniform Securities Agent State Law Examination
  1983-08-31

Other Names

• Chris Baldwin