William Alfred Scarborough

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Raymond James & Associates, Inc.
  Dallas, TX

Other Businesses

(1) Name of Business: Esperanza Y Futuro Address: 4133 Sperry, Dallas, TX, 75214, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 08/23/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General Board Member- attend annual board meeting. Have also visited the property in Guatemala twice. (2) Name of Business: William Scarborough, Writer Address: 2824 Daniel Court, Dallas, TX, 75214, United States Activity Type: Other Position/Title: Artist Investment Related: No Start Date: 05/26/2006 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I write novels and business books which i plan to sell

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-01
• S63 Uniform Securities Agent State Law Examination
  1983-07-21