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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Plainview | NY | 02/2007 | 07/2017 |
| Paul Louis Financial Management | Plainview | NY | 02/2007 | 07/2017 |
| Raymond James Financial Services Advisors, Inc. | Plainview | NY | 02/2007 | 07/2017 |
| Lpl Financial, Llc | Huntington | NY | 07/2017 | Present |
| The Pinnacle Financial Group | Huntington | NY | 09/2017 | Present |
1. 07/05/2017 - THE PINNACLE FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ ROCKVILLE CENTRE, NY 2. 01/11/2018 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 9/12/2017 - 130 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 8//2017. I expect to spend approximately 130 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-07 |
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