Nathaniel Brown

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2016-11-01

GA RA
APPROVED

Since 2016-11-01

Branch Locations

1 Primerica Parkway, Duluth, GA 30099 • United States

Lithonia, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prim.FIn.SRvs.	Duluth	GA	11/1998	Present

11/1998 → Present

Prim.FIn.SRvs.

Duluth, GA

Other Businesses

Management/Operations of investment-related products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-31
S63	Uniform Securities Agent State Law Examination	2011-07-27

S65 Uniform Investment Adviser Law Examination

2016-10-31
S63 Uniform Securities Agent State Law Examination

2011-07-27

View on SEC IAPD