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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-05-21 |
| NC | RA | APPROVED | 2026-05-18 |
| SC | RA | APPROVED | 2026-05-18 |
| TX | RA | APPROVED_RES | 2026-05-04 |
| FL | RA | APPROVED | 2026-05-01 |
Branch Locations
3530 Toringdon Way Ste 108, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 04/2009 | Present |
| Charlotte Wealth Management, Llc | Charlotte | NC | 01/2021 | Present |
| Lpl Financial Llc | Charlotte | NC | 04/2009 | 01/2021 |
| Independent Advisor Alliance | Charlotte | NC | 04/2026 | Present |
1) 2026-05-01 - (Hybrid) Independent Advisor Alliance - Registered Investment Advisor Hybrid - Y - 160 - 140 - at reported business location(s) - 2026-03-17 - Investment, insurance and financial planning 2) 2026-05-01 - (Hybrid) Charlotte Wealth - Registered Investment Advisor DBA - Y - 160 - 140 - at reported business location(s) - 2026-03-17 - Investment, insurance and financial planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-22 |
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