Larry Robert Mitchell

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2012-10-19
TX	RA	APPROVED_RES	2006-06-23

AZ RA
APPROVED

Since 2012-10-19
TX RA
APPROVED_RES

Since 2006-06-23

Branch Locations

Glendale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Geneos Wealth Management, Inc.	Glendale	AZ	05/2006	Present
Robert Harding Financial Group	Glendale	AZ	01/1995	Present

05/2006 → Present

Geneos Wealth Management, Inc.

Glendale, AZ
01/1995 → Present

Robert Harding Financial Group

Glendale, AZ

Previous Registrations

2005-11-14 → 2006-05-02

Raymond James Financial Services, Inc.

Sun City, AZ

Other Businesses

1)DBA:OWNER OF ROBERT HARDING FINANCIAL GROUP BUSINESS LOCATED AT BRANCH LOCATION. 2)INDENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3)FAMILY FARM-OWNER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-10-02
S63	Uniform Securities Agent State Law Examination	1983-07-21

S66 Uniform Combined State Law Examination

2012-10-02
S63 Uniform Securities Agent State Law Examination

1983-07-21

View on SEC IAPD