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Michael Charles Moller

Dsm Financial L.L.C.

Urbandale, IA

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Current Employers
Dsm Financial L.L.C.

3309 109Th Street, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-09-11
IA RA APPROVED 2019-07-15
  • KS RA
    APPROVED
    Since 2019-09-11
  • IA RA
    APPROVED
    Since 2019-07-15

Branch Locations

3309 109Th Street, Urbandale, IA 50322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services, Inc. Overland Park KS 04/2009 09/2016
Vsr Advisory Services Overland Park KS 04/2009 09/2016
Dsm Financial L.L.C. Urbandale IA 04/2004 Present
Summit Brokerage Services, Inc. Urbandale IA 09/2016 09/2017
Summit Financial Group Inc. Urbandale IA 09/2016 09/2017
Change Path Llc Leawood KS 09/2017 07/2019
Dsm Financial L.L.C. Urbandale IA 07/2019 Present
Michael C. Moller, Sole Proprietor Urbandale IA 09/1984 Present
  • 04/2009 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 04/2009 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 04/2004 → Present
    Urbandale, IA
  • 09/2016 → 09/2017
    Summit Brokerage Services, Inc.
    Urbandale, IA
  • 09/2016 → 09/2017
    Summit Financial Group Inc.
    Urbandale, IA
  • 09/2017 → 07/2019
    Change Path Llc
    Leawood, KS
  • 07/2019 → Present
    Urbandale, IA
  • 09/1984 → Present
    Michael C. Moller, Sole Proprietor
    Urbandale, IA
Previous Registrations
  • 2017-09-13 → 2019-07-12
    Ankeny, IA
    Overland Park, KS
  • 2016-09-02 → 2017-09-19
    Summit Financial Group Inc
    Urbandale, IA
  • 2009-04-01 → 2016-09-01
    Vsr Financial Services, Inc.
    Urbandale, IA
    Overland Park, KS
    Dripping Springs, TX
  • 2004-07-01 → 2009-04-06
    Kestra Investment Services, Llc
    Urbandale, IA
  • 2004-01-15 → 2004-08-26
    Clive, IA
Other Businesses

MIKE MOLLER AGENT; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; LIFE INSURANCE; AGENT; STARTED 1/1/1987; APX 60 HOURS/MONTH, 5 DURING TRADING; WRITE TERM AND WHOLE LIFE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-12
S63 Uniform Securities Agent State Law Examination 1987-11-30
  • S65 Uniform Investment Adviser Law Examination
    2004-01-12
  • S63 Uniform Securities Agent State Law Examination
    1987-11-30
Other Names
  • Mike Moller

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