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3309 109Th Street, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-09-11 |
| IA | RA | APPROVED | 2019-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vsr Financial Services, Inc. | Overland Park | KS | 04/2009 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 04/2009 | 09/2016 |
| Dsm Financial L.L.C. | Urbandale | IA | 04/2004 | Present |
| Summit Brokerage Services, Inc. | Urbandale | IA | 09/2016 | 09/2017 |
| Summit Financial Group Inc. | Urbandale | IA | 09/2016 | 09/2017 |
| Change Path Llc | Leawood | KS | 09/2017 | 07/2019 |
| Dsm Financial L.L.C. | Urbandale | IA | 07/2019 | Present |
| Michael C. Moller, Sole Proprietor | Urbandale | IA | 09/1984 | Present |
MIKE MOLLER AGENT; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; LIFE INSURANCE; AGENT; STARTED 1/1/1987; APX 60 HOURS/MONTH, 5 DURING TRADING; WRITE TERM AND WHOLE LIFE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-30 |
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