Christopher L. Williams

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 08/2017
  J.P. Morgan Securities Llc
  Northbrook, IL
• 09/2014 → 08/2017
  Jpmorgan Chase Bank Na
  Northbrook, IL
• 11/2017 → 10/2018
  Leumi Investment Services Inc
  Chicago, IL
• 04/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 12/2018 → 10/2022
  Pnc Bank
  Chicago, IL
• 11/2022 → 04/2023
  Unemployed
  Kenilworth, IL

Previous Registrations

• 2012-07-27 → 2014-10-03
  Oak Ridge Investments, Llc
  Chicago, IL
• 2010-06-28 → 2012-07-12
  Barclays Capital Inc.
  Chicago, IL
• 2007-03-14 → 2010-07-16
  Credit Suisse Securities (Usa) Llc
  Northbrook, IL
  Chicago, IL
• 2003-08-28 → 2007-03-02
  Banc Of America Investment Services, Inc.
  Chicago, IL
  Winnetka, IL
  Hinsdale, IL
  Chicago, IL
• 2001-07-06 → 2003-08-26
  Morgan Stanley Dw Inc.
  Burnsville, MN

Other Businesses

I*: 2060289 Entity Type: Governmental Organization Name of OBA: Kenilworth Park District Board Address: Kenilworth, Illinois Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02-Dec-2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Commissioners oversee parklands throughout the Village of Kenilworth. Park District programming, the Village House, and the Kenilworth Club. Members work closely with the Kenilworth Council of Garden Clubs (Beautification). The board meets monthly on second Thursday in the evening. It is my understanding that the commissioners meet once each month and are involved in planning any changes in the use, aesthetics and programming for all 12 parks

Exams

• S66 Uniform Combined State Law Examination
  2023-09-18
• S65 Uniform Investment Adviser Law Examination
  1992-06-05
• S63 Uniform Securities Agent State Law Examination
  1983-08-04

Other Names

• Christopher L Williams
• Chris Williams
• Christopher Lee Williams