Todd Richard Kingsley

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-08-11
VA	RA	APPROVED	2019-01-08
TX	RA	APPROVED_RES	2017-06-22
DC	RA	APPROVED	2016-09-06

NY RA
APPROVED

Since 2025-08-11
VA RA
APPROVED

Since 2019-01-08
TX RA
APPROVED_RES

Since 2017-06-22
DC RA
APPROVED

Since 2016-09-06

Branch Locations

East Hampton, NY • United States

1899 Pennsylvania Ave Nw Ste 1000, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	Washington Dc	DC	12/2007	09/2016
Raymond James & Associates, Inc.	Washington	DC	09/2016	Present

12/2007 → 09/2016

Deutsche Bank Securities Inc.

Washington Dc, DC
09/2016 → Present

Raymond James & Associates, Inc.

Washington, DC

Previous Registrations

2008-01-09 → 2016-09-06

Deutsche Bank Securities Inc.

Washington, DC
1999-05-07 → 2007-12-13

Citigroup Global Markets Inc.

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-19
S63	Uniform Securities Agent State Law Examination	1983-11-01

S65 Uniform Investment Adviser Law Examination

1999-03-19
S63 Uniform Securities Agent State Law Examination

1983-11-01

View on SEC IAPD