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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-05-09 |
Branch Locations
1 Columbus Ctr Ste 1100, Virginia Bch, VA 23462 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/1982 | Present |
| Northwestern Mutual Investment Services, Llc | West Hartford | CT | 06/1983 | 05/2022 |
| Northwestern Mutual Investment Services, Llc | West Hartford | CT | 03/2005 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2011 | Present |
| Northwestern Mutual Investment Services, Llc | Virginia Beach | VA | 05/2022 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. 100% OWNER, CARE LESS CORP, LLC, LEGAL ENTITY, START DATE: 05/04/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. ROBOLEX CORP, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 5/4/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5; LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. BOARD MEMBER, FINANCE/INVESTMENT AND GRANTS COMMITTEE, TIDEWATER JEWISH FOUNDATION, 5000 CORPORATE WOODS DRIVE, VIRGINIA BEACH, , VIRGINIA, 23462, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 5/14/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER. WILL SERVE OF A FEW COMMITTEES; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-04-18 |
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