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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Frankfort | IL | 01/1982 | 11/2024 |
| Prudential Insurance Company Of America | Frankfort | IL | 01/1982 | Present |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 10/25/2024 - Manteno Township - Board Member review expenses 1 meeting per month after 7pm - Non-Profit Board Member - Non Inv Related - At Downers Grove, IL - Start Date 04/04/2016 - 6hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-22 |
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