Nancy Jane Amalfitano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2007-12-03

NJ RA
APPROVED

Since 2007-12-03

Branch Locations

Mahwah, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Mahwah	NJ	12/2007	Present

12/2007 → Present

Linsco/Private Ledger Corp.

Mahwah, NJ

Previous Registrations

2002-09-02 → 2007-12-13

Citigroup Global Markets Inc.

Paramus, NJ

Paramus, NJ

Other Businesses

1. 12/3/07 - FIXED INSURANCE - 5% TIME SPENT 2. 12/3/07 - VOLUNTEER FOR AND CO-CHAIR OF SADDLE RIVER VALLEY BRANCH-VALLEY HOSPITAL - 1% TIME SPENT. 3. 03/11/09 - NON-VARIABLE INSURANCE, NANCY J. AMALFITANO, INSURANCE CONSULTANT, ON REVIEW OF CLIENTS SITUATION IF THEY NEED THE INSURANCE PRODUCTS ABOVE I WILL RECOMMEND INSURANCE OR FIXED ANNUITY AND GET THE BEST PRODUT TO SUIT THEIR NEED. 10% OF TIME.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-30
S63	Uniform Securities Agent State Law Examination	1992-06-30

S66 Uniform Combined State Law Examination

2002-08-30
S63 Uniform Securities Agent State Law Examination

1992-06-30

Other Names

Nancy Jane Lorimer

View on SEC IAPD