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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2012-11-20 |
Branch Locations
Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Norfolk | VA | 04/2012 | Present |
Riverview at the Preserve Homeowners Association / Tranquility CourtChesapeakeVirginia23320 / Responsible for the oversite of the HOA for the neighborhood. / Homeowners Association - provides direction, input, and approvals for changes in the community. / I will be the Treasurer for the Board of the Directors. I will be responsible for input of the budget in the Association computer software, working with the Property Manager on approving invoices, providing financial reporting to the homeowners at their annual meeting, and working with the Board on neighborhood events and projects. / Member of Board of directors / 6/6/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-24 |
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