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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2003-07-02 |
Branch Locations
3701 W. 49Th Street Suite 200, Sioux Falls, SD 57106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. National VOAD South Dakota chapter; 1501 LEE HWY STE 170, ARLINGTON, VA 22209; NETWORK MEMBER; 5 HOURS PER MONTH; MAY 2015; NOT INVESTMENT RELATED. 2. TOM VOORHEES FARM AKA VOORHEES FARMS LLC; 2801 W 31ST ST, SIOUX FALLS, SD 57105; OWNER OF FARM LAND RENTED OUT; 1 HOUR PER MONTH; MAY 2003; NOT INVESTMENT RELATED. 3. VARIOUS OUTSIDE INSURANCE ACTIVITY. APPROVED FOR LIFE SETTLEMENT CONTRACTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-13 |
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