Vidya Shirish Shah

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1981 → Present
  Prudential Insurance Company Of America
  West Bloomfield, MI
• 02/1981 → 11/2024
  Pruco Securities, Llc.
  West Bloomfield, MI
• 11/2024 → Present
  Lpl Enterprise, Llc
  West Bloomfield, MI

Previous Registrations

• 2009-11-23 → 2024-11-14
  Pruco Securities, Llc.
  Troy, MI
  West Bloomfield, MI
  Troy, MI
  West Bloomfield, MI
  West Bloomfield, MI
  West Bloomfield, MI

Other Businesses

1) 09/10/2024- General: Non-sponsored carrier appointment- long-term care, disability, health insurance- Non-Variable Insurance- INV Related- West Bloomfield, MI- Start Date 08/30/2018- 2hrs/mth- 2hrs during trading 2) 09/10/2024- Non-Sponsored, Carrier agent- Insurance Agent- Non-Variable Insurance- INV Related- West Bloomfield, MI- Start Date 08/30/2018- 1hrs/mth- 2hrs during trading 3) 09/10/2024- General: Non-Sponsored Carrier Appointment- Agent- Non-Variable Insurance- Not INV Related- West Bloomfield, MI- Start Date- 07/02/2021- 2hrs/mth- 2hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1983-08-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant