Joseph George Lambrecht

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-03-11
TX	RA	APPROVED_RES	2020-03-05
MN	RA	APPROVED	2013-11-20

FL RA
APPROVED

Since 2021-03-11
TX RA
APPROVED_RES

Since 2020-03-05
MN RA
APPROVED

Since 2013-11-20

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	Minnetonka	MN	03/2008	Present
City National Bank	Minnetonka	MN	04/2017	Present

03/2008 → Present

Rbc Capital Markets Llc

Minnetonka, MN
04/2017 → Present

City National Bank

Minnetonka, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-25
S63	Uniform Securities Agent State Law Examination	1983-06-30

S65 Uniform Investment Adviser Law Examination

1998-11-25
S63 Uniform Securities Agent State Law Examination

1983-06-30

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Reviews