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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-12 |
Branch Locations
1414 Main St Ste 1800, Springfield, MA 01144-7067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Springfield | MA | 02/2012 | 09/2025 |
| Ameriprise Financial Services Llc | Springfield | MA | 09/2025 | Present |
Real Estate Ownership; Single Family; 53 Sakonnet Blv, , Narragansett, RI, 02882; Not Investment-Related; 02/28/2026.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-22 |
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