Anne Nevotti Spinks

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → Present
  Anne N Spinks Clu, Chfc
  Richmond, TX
• 08/2009 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2009 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2007-01-03 → 2009-08-21
  Mutual Service Corporation
  Houston, TX
  Richmond, TX
  Richmond, TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 200/YR - 500/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) FIRST PRESBYTERIAN CHURCH OF CONROE, 2727 N LP 336 WEST, CONROE, TX, 10/2018 AS ELDER/DISCIPLESHIP COMMITTEE MEMBER/ENDOWMENT COMMITTEE MEMBER. NIR - 5/MO - 0/TRADING. 3) NEVOTTI SPINKS ASSET MANAGEMENT, 914 BUSH BUCK LN, CONROE, TX, 6/1995 SA OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/YR - 20/TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-01-13

Designations

• Chartered Financial Consultant

Other Names

• Anne Elizabeth Nevotti