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Hilltop Securities Inc. CRD 6220
$2.51B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-12-03 |
| KY | RA | APPROVED | 2023-08-28 |
| MN | RA | APPROVED | 2023-07-14 |
| CA | RA | APPROVED | 2008-12-04 |
Branch Locations
15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc | Beverly Hills | CA | 12/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-23 |
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