John-erik William Anderson

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-13
WA	RA	APPROVED	2014-01-22

TX RA
APPROVED_RES

Since 2020-01-13
WA RA
APPROVED

Since 2014-01-22

Branch Locations

10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States

Cle Elum, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Company, Inc.	St. Louis	MO	01/2014	Present

01/2014 → Present

Stifel Nicolaus & Company, Inc.

St. Louis, MO

Previous Registrations

2008-01-01 → 2014-01-23

Wells Fargo Clearing Services, Llc

Kirkland, WA

Seattle, WA
2003-05-09 → 2008-01-01

A. G. Edwards & Sons, Inc.

Seattle, WA

St. Louis, MO

Seattle , WA
1996-07-02 → 2003-05-16

Prudential Equity Group, Llc

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-11
S63	Uniform Securities Agent State Law Examination	1983-07-20

S65 Uniform Investment Adviser Law Examination

1996-06-11
S63 Uniform Securities Agent State Law Examination

1983-07-20

Other Names

John-Erik William Anderson
Johnerik William Anderson
John-Erik W. Anderson
John Anderson

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews