Jodie Ann Cohen-Potter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 07/2021
  Morgan Stanley Smith Barney
  Las Vegas, NV
• 01/2015 → 07/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2021 → Present
  Lpl Financial, Llc
  Las Vegas, NV

Previous Registrations

• 2009-06-01 → 2021-07-19
  Morgan Stanley
  Las Vegas, NV
  Las Vegas, NV
• 2003-04-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1) 1/2005 - Other - Jodie Cohen-Potter - Not Investment Related - Las Vegas, NV 89103 2) 03/04/2022 - S Corp - Jodie A. Cohen, Inc - Investment Related - At Reported Business Location(s) and 21031 Ventura Blvd #420 Woodland Hills, CA 91364 - Business Entity For Tax/Investment Purposes Only - Start Date - 07/16/2021 - 1 Hours Per Month/1 Hours During Securities Trading. 3) 07/19/2022 - PBC Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor - Start Date - 07/16/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 4) 08/15/2022- BKA & Associates- Investment Related - At Reported Business Location(s) - Non-Variable Insurance- Financial Advisor- Start Date- 08/11/2022- 1 Hours Per Month/ 1 Hours During Securities Trading 5) 08/17/2023 - Orion Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/13/2023 - 50 Hours Per Month/ 5 Hours During Trading 6) 10/16/2023 - Lagro Firehouse LLC - Real Estate Rental - Investment Related - Lagro, IN - Start Date 09/19/2023 - 1 Hour Per Month/ During Trading 7) 12/01/2025 - Cavalier & Associates/Capitas Financial--Corp - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/25/2025 - 1 hour per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-04
• S63 Uniform Securities Agent State Law Examination
  1987-06-11

Other Names

• Jodie Ann Cohen
• Jodie Cohenpotter
• Jodie Ann Cohen
• Jodie A Cohen
• Jodie Ann Cohenpotter