Samuel Chi Tat Lam

Employer firm

Capitol Securities Management, Inc. CRD 14169

$2.16B regulatory AUM 41 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Capitol Securities Management
  Reston, VA

Previous Registrations

• 2009-12-16 → 2016-06-24
  Wells Fargo Clearing Services, Llc
  Rockville, MD
  Bethesda, MD
  Columbia, MD
  Washington, DC
  Columbia, MD
  Rockville, MD
  Rockville, MD
• 2007-05-29 → 2009-12-17
  Citigroup Global Markets Inc.
  Rockville, MD
  Rockville, MD
  Washington, DC
  Washington, DC
• 2002-06-24 → 2007-05-29
  Citicorp Investment Services
  Washington, DC
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-02
• S63 Uniform Securities Agent State Law Examination
  1999-08-20

Other Names

• Samuel Chi Tat Lam
• Samuel Chitat Lam