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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2019-08-16 |
Branch Locations
New Cumberland, WV • United States
3600 West Street, Weirton, WV 26062 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
2009 Mckenzie Way Suite 100, Cranberry Township, PA 16066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corp. | Greenville | NC | 01/1997 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 11/2016 |
| Pinnacle Investments, Llc | Mansfield | MA | 06/2019 | 09/2019 |
| Essex Securities | Mansfield | MA | 10/2016 | 06/2019 |
| Sound Income Strategies Llc | Ft Lauderdale | FL | 08/2019 | Present |
| Pinnacle Investments, Llc | 507 Plum Street, Suite 120 | NY | 03/2020 | 09/2020 |
| North American Financial | Weirton | WV | 09/1981 | Present |
1.NORTH AMERICAN FINANCIAL: OWNER - FIXED INSURANCE WITH VARIOUS COMPANIES, ADDRESS: SAME AS REGISTERED LOCATION, START DATE: 9/1981, aPPROXIMATELY 50% OF BUSINESS HOURS 2.NORTH AMERICAN SPORTING, -OWNER - NON-INVESTMENT RELATED: NATURE OF BUSINESS: FEDERAL FIRE ARMS LICENSE/ CONCEALED CARRY CLASSES/ HOME DEFENSE, START DATE: 7/1978, NO BUSINESS HOURS. BRIEF DESCRIPTION OF DUTIES: TEACH CONCEALED CARRY, LICENSED TO SELL FIRE ARMS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-18 |
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