Best Investors Account Sign in

Richard Carter Eaton

Morgan Stanley

Bradenton, FL

Asheville, NC

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-18
TX RA APPROVED_RES 2020-04-08
NC RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

Bradenton, FL • United States

500 College Street, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Asheville NC 01/2002 Present
Morgan Stanley Smith Barney Asheville NC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2002 → Present
    Citigroup Global Markets Inc.
    Asheville, NC
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Asheville, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-16
S63 Uniform Securities Agent State Law Examination 1983-07-27
  • S65 Uniform Investment Adviser Law Examination
    1991-10-16
  • S63 Uniform Securities Agent State Law Examination
    1983-07-27
Other Names
  • Rick Eaton

View on SEC IAPD

More in Bradenton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor