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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-08 |
| AR | RA | APPROVED | 2019-07-23 |
Branch Locations
3955 Central Avenue Suite 6, Hot Springs, AR 71913 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2019 |
| Stifel Nicolaus & Co Inc | Hot Springs | AR | 07/2019 | Present |
Hope and Purpose Ministry; 2400 Veterans Blvd Kenner LA 70062; Christian ministry; board member; 12/02/2018; 5.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-19 |
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